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証券 電子書籍

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255件の検索結果中1～24を表示
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  • Moose Pastures and Mergers

    The Ontario Securities Commission and the Regulation of Share Markets in Canada, 1940-1980

    − Chris Armstrong ...
    シリーズ series Heritage
    Long before the spectacular collapse of Bre-X in 1997, the Canadian capital markets had their share of swindlers and crooks. In the boom times after Second World War, hard-sell speculative mining ventures, pushing what often amounted to a few acres of moose pasture, riddled over-the-counter markets and the TSE. It was in this context that the Ontario Securities Commission developed into Canada's ... もっと見る

    6,841 円

  • 事業者必携 入門図解 最新 知っておきたい金融商品取引法の法律知識

    − 森 公任, 森元 みのり ...
    シリーズ series 事業者必携
    ※この商品は固定レイアウトで作成されており、タブレットなど大きいディスプレイを備えた端末で読むことに適しています。また、文字だけを拡大することや、文字列のハイライト、検索、辞書の参照、引用などの機能が使用できません。株式、社債、投資信託、FX取引、仮想通貨など、さまざまな金融商品に適用される金融商品取引法の全体像とポイントが短時間でつかめる。有価証券やデリバティブ取引についての規制、開示書類、金融商品取引業の登録要件や規制、株式公開買付制度、インサイダー取引規制、金融商品取引法違反、課徴金制度などについても解説。業務運営や金融リテラシー、企業開示等に関する制度を整備した令和５年の金融商品取引法改正（令和６年４月施行）に対応。 ... もっと見る

    2,200 円

  • Intermediated Securities

    Legal Problems and Practical Issues

    編集 Professor Louise Gullifer, Jennifer Payne ...
    Globally, there has been a shift from securities being held directly by an investor, to a situation in which many securities are held via an intermediary. The existence of one or more intermediaries between the investor and the issuer has a potentially significant impact on the rights of the investor, the role and obligations of the issuer, and on the position and responsibilities of the ... もっと見る

    32,743 円

  • Anlegerleitbild und Anlegerschutz im Kapitalmarktrecht

    − Ivo Frohmüller ...
    シリーズ 本: 109 - Frankfurter wirtschaftsrechtliche Studien
    Die Arbeit untersucht, ob die Fragmentierung des Kapitalmarktrechts, die Folgen der Finanzmarktkrise und die Behavioral Finance-Forschung eine Modernisierung des Anlegerleitbildes für einen wirksamen Schutz des Privatanlegers erforderlich machen. Hierzu überprüft der Autor, ob de lege lata ein Anlegerleitbild besteht, das Gesetzgebung und Rechtsprechung allgemein anerkennen. Er postuliert de lege ... もっと見る

    11,724 円

  • Capital Markets, Derivatives and the Law

    − Alan Rechtschaffen ...
    President Obama recently called for a new financial regulation system in the United States. In order to understand the intricacies of new regulation, individuals must have a strong foundation in how capital markets function as well as how financial instruments and derivatives work. Capital Markets, Derivatives, and the Law provides readers with the foundation necessary to make informed, well ... もっと見る

    32,074 円

  • Conflict of interests in high-tech investment advisory

    − Daniel Favoretto ...
    What are the potential sources of conflict of interests in investment advisory services and how should the law design legal tools of retail investor protection? These are the questions addressed by this book, which explores the new legal challenges of investor protection in the context of digital investment platforms and genAI advisors. The author analyses the investor protection tools provided by ... もっと見る

    無料

  • Informationspflichten im Aktienrecht

    Das aktienrechtliche Informationssystem und die Neuregelungen im ARUG II

    − Erik Jensen ...
    シリーズ 本: 29 - Forum Unternehmens-, Steuer- und Bilanzrecht
    Informationen stellen insbesondere in der Wirtschaft und bei der Teilhabe an Unternehmen die Grundlage für fundierte Entscheidungen dar. Es verwundert daher nicht, dass in Rechtspolitik und täglicher Praxis der Kapitalgesellschaften die Thematik der Informationsbereitstellung eine zentrale Rolle spielt. Aktuelle Brisanz erlangte das Themenfeld rund um Informationspflichten der Aktiengesellschaft ... もっと見る

    12,615 円

  • イチから知る！　フェア・ディスクロージャー・ルール

    − 米山徹幸 ...
    翻訳 神田秀樹 ...
    上場企業の役員、広報IR担当職員の新たな常識！2018年４月から施行された改正金融商品取引法のフェア・ディスクロージャー・ルールと、同ルールでIR（インベスター・リレーションズ）実務がどう変わるかを徹底解説！！◆2018年４月施行の改正金融商品取引法で導入されたフェア・ディスクロージャー・ルールとは、上場会社の役員と一定の職員が特定の投資家等に対して株価に影響を与える「重要情報」を伝達する場合には、伝達が意図的な場合は同時に、意図的でなかった場合は速やかに当該情報を公表する措置をとらなければならないというルールです。◆「社内で確定的となった決算数字をIR担当者がアナリストだけにレクチャーして、市場に発信する」といった行為は同ルールに違反します。上場企業は、何が「重要情報」に当たるのかを明確にし、その情報の取扱い方法を定めて実行することが求められています ... もっと見る

    2,376 円

  • Die Europaeisierung der Investitionskontrolle

    − Maximilian Schipke ...
    シリーズ 本: 6782 - Europaeische Hochschulschriften Recht
    Die Investitionskontrolle ist ein vergleichsweise neues Regulierungsinstrument, das rasant an Bedeutung gewinnt. Mit der Verordnung (EU) 2019/452 hat die Europäische Union erstmals einen Rahmen für nationale Investitionskontrollen verabschiedet und diese durch eine Rückermächtigung legalisiert. Die Arbeit untersucht die primärrechtlichen Vorgaben für Investitionskontrollen auf nationaler und ... もっと見る

    11,724 円

  • Bieterkooperation und Bietergemeinschaft bei der Uebernahme boersennotierter Unternehmen

    − Lasse Nitschmann ...
    シリーズ 本: 6851 - Europaeische Hochschulschriften Recht
    Gegenstand der Untersuchung ist die Kooperation mehrerer Bieter bei öffentlichen Erwerbs- und Übernahmeverfahren in der spezifischen Form der Bietergemeinschaft, die in § 2 Abs. 4 WpÜG angelegt ist. Die Untersuchung nimmt die Gründe und Formen einer bieterseitigen Kooperation bei öffentlichen Angeboten unter Berücksichtigung ausgewählter Fallbeispiele aus der Übernahmepraxis in den Blick, ... もっと見る

    8,457 円

  • Algo Bots and the Law

    Technology, Automation, and the Regulation of Futures and Other Derivatives

    − Gregory Scopino ...
    The trillion-dollar markets for futures, swaps, commodity options, and related derivatives are extremely important to the global economy because, among other things, they influence the prices that people pay for everything from heating oil and bread to the interest rates connected to mortgages and student loans. Due to technological advances in automation and artificial intelligence, these markets ... もっと見る

    7,827 円

  • The Power of Standards

    Hybrid Authority and the Globalisation of Services

    − Jean-Christophe Graz ...
    Standards often remain unseen, yet they play a fundamental part in the organisation of contemporary capitalism and society at large. What form of power do they epitomise? Why have they become so prominent? Are they set to be as important for the globalisation of services as for manufactured goods? Graz draws on international political economy and cognate fields to present strong theoretical ... もっと見る

    18,588 円

  • Transnational Securities Law

    編集 Thomas Keijser ...
    Bringing together a team of globally renowned academics and expert practitioners in the field, Transnational Securities Law , Second Edition, presents a comprehensive analysis of the international harmonization of the law relating to securities. The book focuses on private law, insolvency law, and conflict-of-laws issues, as well as providing in-depth guidance on recent regulatory and ... もっと見る

    37,420 円

  • Financial Collateral

    Law and Practice

    編集 Matthias Haentjens ...
    This is the first book to analyse and draw together all of the property law and regulatory and contractual issues relevant to financial collateral transactions. Collateralized finance transactions played a major role in the bankruptcy of Lehman Brothers and the near-failure of AIG during the early months of the global financial crisis, and are being increasingly recognised as being integral to the ... もっと見る

    37,420 円

  • Preventing Terrorist Attacks at Sea

    Maritime Terrorism Risk and International Law

    − Robin Bowley ...
    シリーズ series Routledge Research in Terrorism and the Law
    Over recent decades, it has been widely recognised that terrorist attacks at sea could result in major casualties and cause significant disruptions to the free flow of international shipping.After discussing the overlaps and distinctions between piracy and maritime terrorism, this book considers how the International Ship and Port Facility Security Code, and other vessel identification and ... もっと見る

    10,655 円

  • Darkness by Design

    The Hidden Power in Global Capital Markets

    − Walter Mattli ...
    An exposé of fragmented trading platforms, poor governance, and exploitative practices in today's capital marketsCapital markets have undergone a dramatic transformation in the past two decades. Algorithmic high-speed supercomputing has replaced traditional floor trading and human market makers, while centralized exchanges that once ensured fairness and transparency have fragmented into a dizzying ... もっと見る

    3,208 円

  • Debt Capital Markets

    Law, Regulation, and Policy

    − Vincenzo Bavoso ...
    Debt capital markets have been at the heart of regulatory and policy debates since the global financial crisis of 2008. In this work, Vincenzo Bavoso explores the role financial markets and products have in fuelling episodes of crises and financial instability. Focussing on the law and regulation, but also drawing on current economics and finance scholarship, Debt Capital Markets examines both the ... もっと見る

    19,303 円

  • Registro civil de pessoas jurídicas

    − Christiano Cassettari, João Pedro Lamana Paiva, Pércio Brasil Alvares ...
    シリーズ series Cartórios
    Elaborada por especialistas renomados, a Coleção Cartórios examina de maneira didática e profunda o direito notarial e registral em suas espécies, que dão origem aos cartórios extrajudiciais brasileiros. A coleção contempla a teoria geral do direito notarial e registral, o registro de imóveis, o registro civil de pessoa natural e jurídica, o registro de títulos e documentos e o tabelionado de ... もっと見る

    1,100 円

  • Regulatorische Aspekte fondsbezogener Vertriebstätigkeiten in der Schweiz - Vom Anlagefondsgesetz zur heutigen Regulierung

    − Mercedes Nieto ...
    Selbst wenn die Regulierung fondsbezogener Vertriebstätigkeiten auf eine lange Geschichte zurückblickt, so ist bis heute oftmals unklar, in welchen Fällen eine regulierte fondsbezogene Vertriebstätigkeit vorliegt. Die Regulierung fondsbezogener Vertriebstätigkeit gilt als komplex und unübersichtlich. In diesem Werk wird das Schweizer Fondsrecht mit Fokus auf den fondsbezogenen ... もっと見る

    無料

  • Les cercles de l'enfer

    − Maud Tabachnick ...
    Une cascades d’attentats meurtriers secoue les capitales occidentales. La panique gagne les populations. Services de renseignements, autorités politiques et militaires semblent frappés d'impuissance. Nul ne comprend d’où viennent les coups, qui les diriges, quel est le but recherché. Après un bref flottement, l'Occident se ressaisit. Dans chaque pays des cellules de crise siègent sans interruption ... もっと見る

    2,600 円

  • Foundations of Decentralized Organizations

    Blockchain and the Future of Corporate Law

    − Kevin Werbach, Eva Micheler, Bianca Kremer ...
    Decentralized Autonomous Organizations (DAOs) are blockchain-based entities that pool digital assets, automate governance through smart contracts, and enable collective decision-making—challenging traditional corporate structures. By attempting to avoid hierarchies and centralized control, DAOs promote transparency and global participation, while raising complex questions around liability, ... もっと見る

    24,500 円

  • Human Resources and Change Management for Safety Professionals

    − Thomas D. Schneid, Shelby L. Schneid ...
    シリーズ series Occupational Safety & Health Guide Series
    The goal of this book is to prepare safety and health professionals to recognize and address human resource issues, applicable laws and regulations, as well as change management techniques used to alter the safety culture within their operations. This book will provide awareness to avoid or address HR related policies/issues/laws which can result in costly litigation, grievances, and other ... もっと見る

    39,307 円

  • Antitrust in the Decentralized Economy

    DeFi, Central Bank Digital Currencies, and Blockchain

    − Konstantinos Stylianou ...
    As the blockchain and decentralized finance industry crosses the $3 trillion-mark, market distortions and anticompetitive practices are starting to emerge. In this decentralized economy, antitrust and competition law are called to play a major role in preserving healthy competition and consumer welfare. Against this backdrop, Antitrust in the Decentralized Economy explores all aspects of the ... もっと見る

    19,303 円

  • The Trust Paradox: Securities Law and Investor Confidence

    − Quinten J. Tenley ...
    The financial markets operate on a fundamental contradiction: they require trust to function, yet the very regulations designed to build that trust often create complexity that undermines investor confidence. "The Trust Paradox" explores this tension at the heart of securities law, revealing how regulatory frameworks both protect and confuse investors in today's complex financial landscape.From ... もっと見る

    1,050 円