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Securities eBooks

If you like Securities eBooks, then you'll love these top picks.
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  • TOI, CE FUTUR OFFICIER DE POLICE

    La méthode infaillible en 7 points pour réussir le concours

    DEVENEZ OFFICIER DE POLICE – 7 ÉTAPES, ZÉRO IMPASSEPRÊT À PRENDRE LE COMMANDEMENT ?- Vous êtes candidat externe et vous visez un premier poste à responsabilité dans la fonction publique ?- Vous êtes candidat interne, et vous savez qu’il est temps d’accéder au commandement, à la hauteur de votre engagement ?- Vous cherchez un livre clair, structuré, complet, qui vous offre une vraie méthode et pas ... Read more

    $11.64 USD

  • Regulatory Compliance Fundamentals

    by M.L. Humphrey ...
    Series Book 1 - Regulatory Compliance Essentials
    We live in a regulated world. And for someone whose role is in regulatory compliance or regulatory enforcement knowledge is often gained on an ad hoc basis through trial and error, via on the job training, or through conversations with others in a similar role.In Regulatory Compliance Fundamentals M.L. Humphrey has taken twenty years of experience as a regulator and a consultant in the financial ... Read more

    $7.99 USD

  • Bank Funding, Liquidity, and Capital Adequacy

    A Law and Finance Approach

    Series series Elgar Financial Law series
    Focusing primarily on the banking system in the United States, this book offers an innovative framework that integrates a depository bank's liquidity and its capital adequacy into a unified notion of funding that helps to explain how the 2007-2008 crisis unfolded, why central banks succeeded in resolving the crisis, and how the conceptual legacy of the crisis and its resolution led to lasting ... Read more

    $35.99 USD

  • Princípio da Proteção da Confiança Legítima: Limite ao Estado Legislador

    Series series Estudos e Debates
    Resultado de sua pesquisa para obtenção do título de mestre em Direito Público pelo IDP, Marilene Carneiro Matos apresenta uma análise profunda sobre a possibilidade de o princípio da proteção da confiança configurar limites o poder de inovação do legislador. A obra foi dividida em três capítulos. O primeiro expõe instrumentais utilizados pelo ordenamento jurídico-constitucional brasileiro em ... Read more

    Free

  • 財富背後的法律密碼

    法律如何創造財富與不平等The Code of Capital: How the Law Creates Wealth and Inequality

    Series series FROM
    ■首見由法學教授從法律、法規、條款的角度來探討,造成貧富差距、社會不公的手段。■法律已成為國家、企業、富人等分配財富,製造社會不平等、貧富不均的一個意外工具。■暢銷書《二十一世紀資本論》作者Thomas Piketty推薦:這是一本引人入勝的書,它證明了資本的權利如何深植於國際法律體制中,是一本必讀之作。**財富分配不均也是暴政哪裡有利可圖,哪裡的法規就會鬆綁。這樣可以嗎?你以為的「依法治國」其實是「資本治國」!法治是rule of law還是rule by law,有巨大的差別。揭開21世紀資本論未解之謎,破解法律如何決定財富分配、造成社會不平等的底層根源,你一定要懂什麼是創造資本的法律密碼。**「在所有形式的暴政中,最沒有吸引力、最粗俗的暴政,就是純粹財富的暴政,富豪統治的暴政。」──第二十六屆美國總統狄奧多.羅斯福(Theodore Roosevelt ... Read more

    $10.64 USD

  • The Code of Capital

    How the Law Creates Wealth and Inequality

    A compelling explanation of how the law shapes the distribution of wealthCapital is the defining feature of modern economies, yet most people have no idea where it actually comes from. What is it, exactly, that transforms mere wealth into an asset that automatically creates more wealth? The Code of Capital explains how capital is created behind closed doors in the offices of private attorneys, and ... Read more

    $34.59 USD

  • Making Money

    Coin, Currency, and the Coming of Capitalism

    Money travels the modern world in disguise. It looks like a convention of human exchange - a commodity like gold or a medium like language. But its history reveals that money is a very different matter. It is an institution engineered by political communities to mark and mobilize resources. As societies change the way they create money, they change the market itself - along with the rules that ... Read more

    $33.29 USD

  • Lombard Street

    A Description of the Money Market

    Bagehot was one of the first writers to describe and explain the world of international and corporate finance, banking, and money in understandable language. The book was in part a reaction to the 1866 collapse of Overend, Gurney and Company, located at 65 Lombard Street, from which the title draws its name. Bagehot’s description, and knowledge, is timeless and a must for anyone who wants to ... Read more

    $0.99 USD

  • Como passar em concursos CESPE: direito previdenciário

    94 questões de direito previdenciário

    Series series Como passar em concursos CESPE
    Cada banca examinadora tem características próprias em relação aos seguintes aspectos: a) maneira de apresentar as perguntas, b) técnicas utilizadas para di cultar a resolução das questões, c) teses jurídicas preferidas, d) tipo de doutrina utilizada e e) temas preferidos, recorrentes e reputados mais importantes. Essa identidade é bem acentu- ada em se tratando do CESPE. Trata-se de uma ... Read more

    $1.03 USD

  • AML Compliance Fundamentals

    by M.L. Humphrey ...
    Series Book 2 - Regulatory Compliance Essentials
    In this book M.L. Humphrey draws upon twenty years of experience with regulatory compliance, and AML compliance in particular, as both a regulator of broker-dealers and a consultant to some of the largest financial institutions in the world, to give an overview of the main AML compliance requirements, with a particular focus on customer identification and suspicious activity monitoring and ... Read more

    $7.99 USD

  • Investigação Criminal: Ensaios sobre a arte de investigar crimes

    O e-Book apresenta artigos escritos por Delegados de Polícia do Rio Grande do Sul que abordam temas relacionados à investigação criminal. Os assuntos abordados dizem respeito, especialmente, a: Funções constitucionais das polícias judiciárias; modernas técnicas de investigações e de repressão qualificada aos crimes e às inovações legislativas; e discussões inerentes à investigação criminal, frase ... Read more

    $2.34 USD

  • Strategies for Minimizing Risk Under the Foreign Corrupt Practices Act and Related Laws

    by Mike Koehler ...
    Series series Elgar Compliance Guides
    In the minds of some, complying with the U.S. Foreign Corrupt Practices Act and related laws is easy: 'you just don't bribe.' The reality, as sophisticated professionals should know, is not so simple. This book is for professionals across various disciplines who can assist in risk management and want to learn strategies for minimizing risk under aggressively enforced bribery laws.Written by a ... Read more

    $83.69 USD

  • The New Stock Market

    Law, Economics, and Policy

    The U.S. stock market has been transformed over the last twenty-five years. Once a market in which human beings traded at human speeds, it is now an electronic market pervaded by algorithmic trading, conducted at speeds nearing that of light. High-frequency traders participate in a large portion of all transactions, and a significant minority of all trade occurs on alternative trading systems ... Read more

    $53.99 USD

  • European Capital Markets Law

    Edited by Prof. Dr. Rüdiger Veil ...
    “The richness, clarity and nuances of the structure and methodology followed by the contributors make the book a very valuable tool for students... seeking to obtain a general understanding of the market and how it is regulated.” – Ligia Catherine Arias Barrera, Banking & Finance Law ReviewThe fully updated edition of this user-friendly textbook continues to systematise the European law governing ... Read more

    $72.89 USD

  • Financial Collateral

    Law and Practice

    Edited by Matthias Haentjens ...
    This is the first book to analyse and draw together all of the property law and regulatory and contractual issues relevant to financial collateral transactions. Collateralized finance transactions played a major role in the bankruptcy of Lehman Brothers and the near-failure of AIG during the early months of the global financial crisis, and are being increasingly recognised as being integral to the ... Read more

    $226.79 USD

  • Darkness by Design

    The Hidden Power in Global Capital Markets

    by Walter Mattli ...
    An exposé of fragmented trading platforms, poor governance, and exploitative practices in today's capital marketsCapital markets have undergone a dramatic transformation in the past two decades. Algorithmic high-speed supercomputing has replaced traditional floor trading and human market makers, while centralized exchanges that once ensured fairness and transparency have fragmented into a dizzying ... Read more

    $16.59 USD

  • Insider Trading and Market Manipulation

    Investigating and Prosecuting Across Borders

    by Janet Austin ...
    This book explores how the globalization of securities markets has affected market manipulation and insider trading. It delves into the responses of securities regulators, discussing new regulations designed to deter such misconduct, as well as they ways in which detection, investigation and prosecution techniques are adapting to tackle insider trading and market manipulation that crosses ... Read more

    $35.99 USD

  • Governance, Regulation and Powers on the Internet

    Digital technologies have prompted the emergence of new modes of regulation and governance, since they allow for more decentralized processes of elaboration and implementation of norms. Moreover, the Internet has been raising a wide set of governance issues since it affects many domains, such as individual rights, public liberties, property rights, economic competition, market regulation, conflict ... Read more

    $54.19 USD

  • Regulation of the EU Financial Markets

    MiFID II and MiFIR

    Edited by Danny Busch, Guido Ferrarini ...
    Series series Oxford EU Financial Regulation
    This book provides a comprehensive and expert examination of the Markets in Financial Instruments Directive II, which comes into force in January 2018 and will have a major impact on investment firms and financial markets. It offers detailed guidance on interpretation of MiFID II, its measure and aims which include: to increase transparency; better protect investors; reinforce confidence; address ... Read more

    $305.99 USD

  • TOI, CE FUTUR GARDIEN DE LA PAIX

    La méthode infaillible en 7 points pour réussir le concours

    CONCOURS GARDIEN DE LA PAIX 2027 — VOTRE CHANCE SE JOUE MAINTENANTVous croyez être prêt pour le concours ? Voici 7 questions pour en être sûr :- Savez-vous exactement ce que cherche le jury au Grand Oral ?- Avez-vous une méthode structurée et éprouvée pour réussir le cas pratique ?- Connaissez-vous les erreurs éliminatoires les plus fréquentes à l’épreuve physique ?- Êtes-vous capable d’expliquer, ... Read more

    $11.64 USD

  • Financial Market Infrastructures: Law and Regulation

    Series series Oxford EU Financial Regulation
    Modern financial systems rely on robust infrastructures to support efficient and resilient markets. Trading venues, clearinghouses, securities depositories, and trade repositories are the building blocks of the financial market architecture. Financial market infrastructures (FMIs) have been central in the post-crisis reform of global and domestic financial markets, with lawmakers closely ... Read more

    $226.79 USD

  • How to Protect Investors

    Lessons from the EC and the UK

    by Niamh Moloney ...
    Series series International Corporate Law and Financial Market Regulation
    As governments around the world withdraw from welfare provision and promote long-term savings by households through the financial markets, the protection of retail investors has become critically important. Taking as a case study the wide-ranging EC investor-protection regime which now governs EC retail markets after an intense reform period, this critical, contextual and comparative examination ... Read more

    $204.19 USD

  • Regulating Services in the European Union

    Across the EU, services are the cornerstone of the modern economy, accounting for over 70% of national GDPs and over 90% of new jobs created. Fostering trade in services has, accordingly, become central to the EU's vision for developing the internal market. Yet regulating services and their international trade is notoriously complex, and controversial. For years the EU's efforts were limited to ... Read more

    $107.99 USD

  • Capital Markets, Derivatives and the Law

    President Obama recently called for a new financial regulation system in the United States. In order to understand the intricacies of new regulation, individuals must have a strong foundation in how capital markets function as well as how financial instruments and derivatives work. Capital Markets, Derivatives, and the Law provides readers with the foundation necessary to make informed, well ... Read more

    $194.39 USD